Register your investment professionals. Build your business. Operate under your own brand. Leverage industry expertise and guidance

IndieBrokers designs its operations to accommodate your business plan, to maximize your business performance, and to provide your team with industry knowledge, regulatory compliance guidance, and supervisory oversight  

We look forward to working with you


Conduct business while forming your own financial services firm

Develop your business model with support and guidance from industry veterans

Enable your team to prosper in a compliant regulatory environment


Branch Office Supervision

Representative Registration – Branch Office Registration

Compliance Review of

Websites - Marketing Campaigns - Offering Documents

Communications with the Public

Electronic Monitoring - Direct Supervision - Deal Due Diligence

Client Engagement – Invoicing – Commission Sharing

Your Success is Our Goal!